DB37/T 5160-2020 城市轨道交通工程安全资料管理标准

山东省工程建设标准DB

DB37/T5160－2020

城市轨道交通工程安全资料管理标准

ManagementStandardofSafetyDocumentationfor

UrbanRailTransitProject

2020－04－30发布2020－08－01实施

山东省住房和城乡建设厅

联合发布

山东省市场监督管理局

前言

根据山东省住房和城乡建设厅、山东省质量技术监督局《关于印发〈2018年第一批山东省工程建设

标准制修订计划〉的通知》（鲁建标字〔2018〕9号）的要求，青岛市市政工程安全质量监督站与青岛地

铁集团有限公司经广泛调查研究，认真总结实践经验，参考省内外相关标准，并在广泛征求意见的基础

上，编制了本标准。

标准主要内容包括：总则、术语、基本规定、建设单位安全资料、监理单位安全资料、第三方监测

单位安全资料、施工单位安全资料以及有关的附录等。

本标准由山东省住房和城乡建设厅负责管理，由青岛市市政工程质量安全监督站负责具体技术内容

的解释。

本标准在执行过程中如发现需要修改和补充之处，请将意见和有关资料反馈至青岛市市政工程质量

安全监督站（地址：青岛市市北区南九水路2号甲，邮政编码：266022，联系电话：0532-85715360，传

真：0532-86669600，电子邮箱：szc@），以供今后修订时参考。

主编单位：青岛市市政工程质量安全监督站

青岛地铁集团有限公司

参编单位：上海天佑工程咨询有限公司

上海同是科技股份有限公司

北京安捷工程咨询有限公司

上海建通工程建设有限公司

山东正元建设工程有限责任公司

中交公路规划设计院有限公司

山东明嘉勘察测绘有限公司

中铁二局工程集团有限公司

中铁三局集团有限公司

中铁隧道局集团有限公司

主要起草人员：陈卫华司磊迟建平张海波高虹林祥亮刘方克徐丽丽

昝日成纪英奎段兆臣张学家刘泉维王超王刚赵永吉

侯梦超韩立斌张广亮赵海梨米保伟宋继庭张建国司小东

陶维锋李志勇苟天胜刘定豪李华文周泽民薛安家

主要审查人员：刘俊岩孙杰刘红军张爱勤鲁宋孙立建李继华安庆军

张崇良

目次

1总则............................................................................................................................................................................1

2术语............................................................................................................................................................................2

3基本规定....................................................................................................................................................................3

3.1安全资料分类与编号....................................................................................................................................3

3.2安全资料编制基本要求................................................................................................................................3

3.3安全资料归档验收与移交............................................................................................................................8

4建设单位安全资料....................................................................................................................................................9

4.1一般规定.........................................................................................................................................................9

4.2安全教育培训................................................................................................................................................9

4.3履约管理.........................................................................................................................................................9

4.4工程周边环境调查与报告............................................................................................................................9

4.5安全检查和隐患排查治理..........................................................................................................................10

4.6风险管理.......................................................................................................................................................10

4.7监测管理.......................................................................................................................................................11

4.8应急管理.......................................................................................................................................................11

4.9生产安全事故报告.......................................................................................................................................11

5监理单位安全资料.................................................................................................................................................12

5.1一般规定.......................................................................................................................................................12

5.2安全教育培训..............................................................................................................................................12

5.3监理规划和监理实施细则..........................................................................................................................12

5.4文件审查.......................................................................................................................................................12

5.5工作检查.......................................................................................................................................................13

5.6复核验收.......................................................................................................................................................13

5.7协调管理.......................................................................................................................................................13

6第三方监测单位安全资料.....................................................................................................................................15

6.1一般规定.......................................................................................................................................................15

6.2安全教育培训..............................................................................................................................................15

6.3监测方案.......................................................................................................................................................15

6.4监测仪器设备管理......................................................................................................................................15

6.5监测点管理..................................................................................................................................................16

6.6监测信息反馈..............................................................................................................................................16

6.7监督管理工作..............................................................................................................................................16

7施工单位安全资料.................................................................................................................................................17

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7.1一般规定.......................................................................................................................................................17

7.2安全管理体系..............................................................................................................................................17

7.3安全教育培训..............................................................................................................................................17

7.4工程建设风险管理及周边环境调查、保护..............................................................................................17

7.5施工组织设计与方案..................................................................................................................................18

7.6安全技术交底..............................................................................................................................................18

7.7危险源管理及隐患排查治理......................................................................................................................18

7.8安全设施、劳动防护用品及安措费管理..................................................................................................19

7.9机械设备管理..............................................................................................................................................19

7.10消防与用电................................................................................................................................................19

7.11施工监测.....................................................................................................................................................20

7.12应急管理.....................................................................................................................................................20

7.13生产安全事故报告....................................................................................................................................21

附录A建设单位用表................................................................................................................................................22

附录B监理单位用表................................................................................................................................................45

附录C第三方监测单位用表....................................................................................................................................55

附录D施工单位用表................................................................................................................................................62

附录E各单位通用表..............................................................................................................................................155

本标准用词说明.......................................................................................................................................................163

引用标准名录...........................................................................................................................................................164

附：条文说明........................................................................................................................................................165

II

Contents

1GeneralProvisions............................................................................................................................................1

2Terms.................................................................................................................................................................2

3BasicRequirements..........................................................................................................................................3

3.1ClassificationandNumberingofSafetyDocumentaion.......................................................................3

3.2BasicRequirementsoftheSafetyDocumentationCompilation..........................................................3

3.3FileArchieve,AcceptanceandHand-overofSafetyDocumentation...................................................8

4SafetyDocumentationforDevelopmentUnit..................................................................................................9

4.1GeneralRequirements............................................................................................................................9

4.2SafetyEducationandTraining...............................................................................................................9

4.3PerformanceManagement.....................................................................................................................9

4.4SurveyandReportofProjectSurroundings..........................................................................................9

4.5SafetyChecking,ScreeningandEliminationforHiddenRisk..........................................................10

4.6RiskManagement.................................................................................................................................10

4.7MonitoringManagement......................................................................................................................11

4.8EmergencyManagement.....................................................................................................................11

4.9SafetyAccidentReports.......................................................................................................................11

5SafetyDocumentaionforManagementUnit..................................................................................................12

5.1GeneralRequirements..........................................................................................................................12

5.2SafetyEducationandTraining.............................................................................................................12

5.3ProjectManagementPlanningandDetailedRules..............................................................................12

5.4DocumentationChecking.....................................................................................................................12

5.5ProgressChecking................................................................................................................................13

5.6ReviewandAcceptance.......................................................................................................................13

5.7CoordinationManagement...................................................................................................................14

6SafetyDocumentaionforThird-partyMonitoringUnit.................................................................................15

6.1GeneralRequirements..........................................................................................................................15

6.2SafetyEducationandTraining.............................................................................................................15

6.3MonitoringSolutions............................................................................................................................15

6.4MonitoringInstrumentEquipmentsManagement...............................................................................15

6.5MonitoringPointsManagement...........................................................................................................16

6.6MonitoringInformationFeedback.......................................................................................................16

6.7MonitoringAdministration...................................................................................................................16

7SafetyDocumentaionforConstructionUnit..................................................................................................17

7.1GeneralRequirements..........................................................................................................................17

7.2SafetyManagementSystem.................................................................................................................17

7.3SafetyEducationandTraining.............................................................................................................17

7.4ProjectConstructionRiskManagement,SurveyandProtectionofProjectSurroundings................17

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7.5ConstructionOrganizationDesignandSolutions................................................................................18

7.6SafetyTechnicalDisclosure.................................................................................................................18

7.7HazardIdentification,ScreeningandEliminationforHiddenRisk...................................................18

7.8ManagementofSafetyFacilities,LaborProtectionArticlesandSafetyMeasuresCost...................19

7.9MechanicalEquipmentManagement...................................................................................................19

7.10FireandElectricity.............................................................................................................................19

7.11ConstructionMonitoring....................................................................................................................20

7.12EmergencyManagement....................................................................................................................20

7.13SafetyAccidentReports.....................................................................................................................21

AppendixATablesofDevelopmentUnit.......................................................................................................22

AppendixBTablesofManagementiUnit........................................................................................................45

AppendixCTablesofThird-partyMonitoringUnit........................................................................................55

AppendixDTablesofConstructionUnit.........................................................................................................62

AppendixEUniversalTableofEachOrganization.......................................................................................155

ExplanationofWordinginThisStandard.......................................................................................................163

ListofQuotedStandard...................................................................................................................................164

Addition:ExplanationofProvisions...............................................................................................................165

II

1总则

1.0.1为规范城市轨道交通工程安全资料管理，强化建设单位、监理单位、第三方监测单位和施工单位

安全管理责任，制定本标准。

1.0.2本标准适用于山东省行政区域内城市轨道交通工程施工安全资料的管理，不适用于区域内爆破作

业。

1.0.3建设单位、监理单位、第三方监测单位和施工单位应负责各自的安全资料管理，逐级建立健全施

工安全资料管理的岗位责任制，明确具体负责人，落实各岗位责任。

1.0.4建设单位、监理单位、第三方监测单位和施工单位应建立安全资料的管理制度，规范安全资料的

形成、收集、整理、组卷等工作。

1.0.5安全资料应随安全管理工作同步形成，做到真实有效、及时完整。资料应字迹清晰，签字、盖章

等手续齐全，计算机形成的资料可打印、手写签名。安全资料应为原件。因故不能为原件时，可为复印

件，但复印件上应注明原件存放处，加盖原件存放单位公章，由经办人签字并注明时间。

1.0.6城市轨道交通工程安全资料管理除应符合本标准外，尚应符合国家现行相关标准的规定。

1

2术语

2.1安全资料SafetyDocumentation

城市轨道交通工程建设过程中，形成的各种形式的安全管理信息记录，包括纸质和电子信息等材料。

2.2安全资料管理ManagementofSafetyDocumentation

对安全资料进行收集、编制、整理和归档等过程管理活动。

2.3周边环境AroundEnvironment

城市轨道交通工程周边的房屋建筑、道路、桥梁、管线、人类生活环境等建（构）筑物及其他公共

设施的统称。

2

3基本规定

3.1安全资料分类与编号

3.1.1安全资料按照形成资料的参建单位来分类管理，主要划分为：建设单位安全资料、监理单位安全

资料、第三方监测单位安全资料和施工单位安全资料四个类别。

3.1.2安全资料的代号为SG。

1建设单位形成的安全管理资料代号为SG-A。建设单位第一节内容资料编号为SG-A1，第一节第一

份资料的编号为SG-A1-1，其后资料依次排列。

2监理单位形成的安全管理资料代号为SG-B。监理单位第一节内容资料编号为SG-B1，第一节第一

份资料的编号为SG-B1-1，其后资料依次排列。

3第三方监测单位形成的安全管理资料代号为SG-C。第三方监测单位第一节内容资料编号为SG-C1，

第一节第一份资料的编号为SG-C1-1，其后资料依次排列。

4施工单位形成的安全管理资料代号为SG-D。施工单位第一节内容资料编号为SG-D1，第一节第一

份资料的编号为SG-D1-1，其后资料依次排列。

3.1.3各单位通用表格的编号为SG-T，按照在文本中出现的先后，其编号按照SG-T-1、SG-T-2、……依

次排列。

3.2安全资料