T/CHBA 003-2024 美容机构合规管理通则

ICS03.100.01

CCSA00

CHBA

团体标准

T/CHBA003—2024

美容机构合规管理通则

GeneralPrinciplesforComplianceManagementofBeautyEstablishments

2024-06-28发布2024-08-01实施

中国美发美容协会发布

T/CHBA003—2024

目次

前言..........................................................................III

1范围................................................................................1

2规范性引用文件......................................................................1

3术语和定义..........................................................................1

4基本原则............................................................................1

4.1独立性..........................................................................1

4.2全面性..........................................................................1

4.3有效性..........................................................................1

5合规治理机构........................................................................1

5.1合规领导机构....................................................................1

5.2职能与权责......................................................................1

5.2.1基本要求....................................................................1

5.2.2决策层职责..................................................................2

5.2.3管理层职责..................................................................2

5.2.4业务及职能部门合规职责......................................................2

5.2.5合规管理部门/首席合规官职责.................................................2

6合规环境与义务......................................................................2

6.1合规环境........................................................................3

6.2合规义务........................................................................3

7合规方针目标........................................................................3

8合规风险............................................................................3

8.1风险识别........................................................................4

8.2风险评估........................................................................4

8.3风险应对........................................................................4

9合规管理制度........................................................................4

9.1合规管理手册....................................................................4

9.2制度建设........................................................................4

10合规文化...........................................................................5

11合规运行...........................................................................5

11.1资源配置.......................................................................5

11.2工作计划.......................................................................5

11.3合规培训.......................................................................5

11.4动态管理.......................................................................5

11.5合规审查与检查.................................................................6

11.6合规调查.......................................................................6

11.7举报处置.......................................................................6

I

T/CHBA003—2024

11.8应对处置........................................................................6

11.9合规报告......................