GB/T 44731-2024 科技成果评估规范

ICS

03.080.99

CCS

A20

中华人民共和国国家标准

GB/T44731—2024

科技成果评估规范

Specificationforscienceandtechnologyachievementevaluation

2024-10-26发布2024-10-26实施

国家市场监督管理总局发布

国家标准化管理委员会

GB/T44731—2024

目次

前言

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Ⅲ

引言

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Ⅳ

1

范围

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2

规范性引用文件

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3

术语和定义

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4

评估原则

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4.1

分类评估

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4.2

系统性

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4.3

定量定性相结合

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4.4

可溯源

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5

评估内容

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5.1

通则

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5.2

科学价值

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5.3

技术价值

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5.4

经济价值

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5.5

社会和文化价值

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5.6

转化推广潜力

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6

评估方法

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6.1

通则

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6.2

分项评估

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6.3

综合评分

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7

评估流程

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7.1

通则

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7.2

确定评估目的

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7.3

确定评估方

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7.4

委托与受理

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7.5

组建评估项目组

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7.6

制定评估方案

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7.7

组建咨询专家组

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7.8

信息收集

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7.9

信息处理和分析

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7.10

形成评估结论

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7.11

撰写与交付评估报告

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附录A（资料性）科技成果评估指标及证明材料

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Ⅰ

GB/T44731—2024

附录B（规范性）科技成果评估分类

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B.1

科技成果类型

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B.2

评估目的

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附录C（资料性）技术价值评估分级

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C.1

技术创新度

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C.2

技术成熟度

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C.3

技术先进度

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附录D（资料性）科技成果评估流程

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附录E（资料性）科技成果评估报告关键要素

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参考文献

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Ⅱ

GB/T44731—2024

前言

本文件按照GB/T1.1—2020《标准化工作导则第1部分：标准化文件的结构和起草规则》的规

定起草。

请注意本文件的某些内容可能涉及专利。本文件的发布机构不承担识别专利的责任。

本文件由中华人民共和国科学技术部提出。

本文件由全国科技评估标准化技术委员会（SAC/TC580）归口。

本文件起草单位：科技部科技评估中心、中国科技评估与成果管理研究会、中国技术交易所有限公

司、青岛农业大学、中关村巨加值科技评价研究院、上海市科技成果评价研究院、北京大学南昌创新研

究院、北京八月瓜科技有限公司、四川九鼎天元科技服务有限公司、中关村天合科技成果转化促进中

心、中智科学技术评价研究中心、中部知光技术转移有限公司、中科合创（北京）科技成果评价中心、

广东省技术经济研究发展中心、工业和信息化部电子第五研究所、北京公路学会、中国国际科技促进

会、中交协联交通科学研究院（北京）有限公司、易创经云数字科技有限公司、包头稀土研究院、华智

众创（北京）投资管理有限责任公司、商业信用中心、中规（北京）认证有限公司、青岛市高新技术产

业促进中心（青岛市技术市场服务中心）、连城资产评估有限公司、交通运输部公路科学研究所、国家

卫生健康委医药卫生科技发展研究中心、北京万方软件有限公司、南方科技大学、生态环境部环境发展

中心。

本文件主要起草人：李思敏、武思宏、董红霞、肖克峰、何小敏、张福奇、夏文勇、陶鹏、

李长青、房云、朱希铎、李闽榕、罗林波、严长春、张祥宇、莫冰、王平原、郑华林、于全玉、

吴应刚、于晶雪、昝婷婷、韩军、张春鹏、阮航、李戎、梁玲玲、张丁、张静园、刘斯达、鲁露、

曾津国、余本朝、杨倩、胡慧红、田恩涛、于晶晶、贾晓云、肖霖之、张高强、宗晓琳、彭洁、赵丹、

李燚佩。

Ⅲ

GB/T44731—2024

引言

科技成果评估是科技创新发展的重要环节，通过对科技成果进行客观公正的评估，有助于更好激发

科技人员积极性和创造性，从而产出更多高质量成果，并营造良好创新生态。

本文件旨在推动科技成果评估的规范有序和专业化发展，保障科技成果评估活动的质量，充分发挥

科技成果评估的指挥棒作用。

Ⅳ

GB/T44731—2024

科技成果评估规范

1范围

本文件确立了自然科学与技术领域科技成果评估的原则，规定了评估内容，并描述了评估方法及

流程。

本文件适用于自然科学与技术领域的基础研究类、应用研究类、技术开发和产业化类科技成果的评

估活动，其他类型的科技成果评估可参考使用。

2规范性引用文件

下列文件中的内容通过文中的规范性引用而构成本文件必不可少的条款。其中，注日期的引用文

件，仅该日期对应的版本适用于本文件；不注日期的引用文件，其最新版本（包括所有的修改单）适用

于本文件。

GB/T22900—2022科学技术研究项目评价通则

GB/T39057—2020科技成果经济价值评估指南

GB/T40148科技评估基本术语

3术语和定义

GB/T40148界定的以及下列术语和定义适用于本文件。

3.1

科技成果scienceandtechnologyachievement

通过科学研究与技术开发产生的具有一定学术价值或应用价值的成果。

注：自然科学与技术领域的科技成果通常分为基础研究成果（3.3）、应用研究成果（3.4）、技术开发和产业化成

果（3.5）三种类型。

3.2

科技成果评估scienceandtechnologyachievementevaluation

在科技成果产出、管理、转移转化或推广应用等过程中对成果开展的各类专业化评价与咨询活动。

[来源：GB/T40148—2021,4.9]

3.3

基础研究成果fundamentalresearchachievement

为了获得关于客观现象和可观察事实的基本原理和规律，或为解决经济社会发展和国家安全中的基

础科学问题所开展的实验性或理论性研究形成的成果。

注：基础研究成果通常分为自由探索类和目标导向类。

[来源：GB/T22900—2022,3.4,有修改]

3.4

应用研究成果appliedresearchachievement

为了确定基础研究成果的可能用途，或为达到某一特定的实际目标而开展的初始性研究形成的

成果。

[来源：GB/T22900—2022,3.5,有修改]

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